A Message to Brokers and Intermediaries

At 1010 Holdings, we welcome broker and intermediary relationships under strict, lawful guidelines. To ensure a smooth and transparent process, all brokers must comply with the following terms

Brokers must be appropriately licensed and registered within their jurisdictions. In the U.S., this generally requires a securities broker-dealer license. Full knowledge and adherence to securities laws, commission frameworks, and compensation regulations is mandatory. 

We work with a single designated broker or intermediary per transaction. Brokers must manage their downstream relationships independently to avoid any multi-party conflicts. 
To ensure clarity: 

  • Brokers must submit any pre-existing commission agreements related to their principal. 
  • No compensation will be paid by 1010 Holdings if the broker is receiving payment, equity, or any form of remuneration from another party. 
  • Brokers will be required to attest under penalty of perjury that they are not being compensated by another entity. 
  • All commissions will be paid to the primary broker party. Any further distributions to sub-brokers are the responsibility of that party. 

All broker relationships must be documented via written agreement prior to engagement. The agreement will outline commission terms, services rendered, and payment conditions—typically payable upon deal closure. 

Brokers must maintain full transparency, including disclosing any dual-representation, conflicts of interest, or intentions to receive compensation from multiple parties. 

Clear and thorough documentation of all communications, agreements, and fee arrangements is essential to ensure protection and regulatory compliance for all parties involved. 

Deal Submission Process

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